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Best financial advisors in Carolina, RI

Registered advisers within 25 miles of Carolina, RI.

Offices
257
Firms
106
Combined AUM
$11.5T
Firm-wide filings, not assets booked only here
Clients
2.63M
2,631,007 clients when Item 5C has a number
Avg / client
$4.35M
Combined AUM ÷ clients

Nearby offices

Firms

CITIZENS SECURITIES, INC.
EDWARD JONES
BREACHWAY INVESTMENTS, LLC
D & P INVESTMENT ADVISORS, LTD.
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
MCGUIRE WEALTH MANAGEMENT
CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
AURORA PRIVATE WEALTH, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ROBERTSON STEPHENS

Investors

DANIEL JAMES ESTES
Shawn Peter Juenger
Joseph P Curran
MICHAEL STEPHEN JILLING
MARK ROBERT PROVOST
STEVEN R FRAZIER
BRIAN PAUL MURPHY
Beth Lauren Korecky
MATTHEW SPRAGUE TURCO
LAURENCE ANDREW MCHUGH
DENNIS PATRICK MCGUIRE
SEAN MICHAEL MCGUIRE
DENNIS PATRICK MCGUIRE
JOSEPH PAUL MATONEY
THOMAS MASON HALL
SPENCER JOHN SEITZ
SAMANTHA DAWN SEITZ-ELSING
BRIAN JAMES BLACKERBY
John H Chapel
Blake Charles Lane
Patrick Edward Galligan
Christy Cihat
James H Ward
Michael C. Paolino
MATTHEW CARTER CROOK
EDMUND JOHN BROCK
Leslie A Pierini
Megan Theresa Grandmaison
HUNTER NORTE
CAROL BETH NULMAN

Within 25 miles of Carolina, RI, Best Investors lists 106 registered investment advisory firms with 257 offices nearby, managing about $11.5T in combined regulatory AUM across 2,631,007 advisory clients (Form ADV Item 5F and 5C, self-reported).

Totals use firm-wide filing data, not assets booked only in this area.

Largest firms in Carolina

Ranked by regulatory AUM. AUM is firm-wide, not only this area.

1 MORGAN STANLEY 416,984 clients · 24.0K advisers $1.96T AUM 2 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 16,844 clients · 26.7K advisers $1.78T AUM 3 EDWARD JONES 28,751 clients · 24.6K advisers $1.01T AUM 4 UBS FINANCIAL SERVICES INC. 18,245 clients · 9,839 advisers $916B AUM 5 LPL FINANCIAL LLC 209,600 clients · 24.4K advisers $819B AUM 6 WELLS FARGO ADVISORS 5,302 clients · 15.3K advisers $671B AUM 7 AMERIPRISE FINANCIAL SERVICES, LLC 124,349 clients · 13.6K advisers $660B AUM 8 RAYMOND JAMES & ASSOCIATES, INC. 2,231 clients · 5,941 advisers $501B AUM