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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-12-13 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Providence | RI | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Wakefield | RI | 09/2023 | 12/2023 |
| Lpl Financial Llc | Wakefield | RI | 12/2023 | Present |
| Legacy Financial Advisors, Inc. | Wakefield | RI | 12/2023 | Present |
1) 11/2023 - Laurence A McHugh / Non-Variable Insurance / Inv. Related / Wakefield, RI / Start date 12/06/2023 - 10Hrs per month -10% Time Spent 2) 02/21/2025 - Pegasus Financial Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:03/10/2025 - 1 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-19 |
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