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105 Main Street, Wakefield, RI 02879 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2018-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Charlestown | RI | 05/2009 | 09/2018 |
| Mcguire Wealth Management | Wakefield | RI | 09/2018 | Present |
TRUSTEE FOR MCGUIRE INVESTMENT GROUP MULTIPLE 401K PLANS; INV. RELATED; CHARLESTOWN, RI; 10/2010; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR FATHER; INV. RELATED; WAKEFIELD, RI; START DATE 2/2018; 1 HR PER MONTH; 0 HRS DURING TRADING. RIA; INV. RELATED; CHARLESTOWN, RI; OWNER; START DATE 5/2018; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: OWNER AND PRINCIPAL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-12 |
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