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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-04 |
| RI | RA | APPROVED | 2025-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Middletown | RI | 07/2017 | Present |
| Unemployed | Fairhaven | MA | 08/2016 | 07/2017 |
| Valley Associates Inc | Haverhill | MA | 03/2023 | 03/2023 |
| Bank Of America, N.A. | Middletown | RI | 11/2024 | Present |
I*1220269, Entity Type, Entity for Profit, Name of OBA: USA Hockey (as an umbrella, not compensated by them), Address: All Over, MA, 02719, Investment Related: No, Position, Title, Association: Consultant/Independent Contractor, Employee Start Date: 03/31/2023, No Hours: 5hrs/Weekly, No Hours during trading: 0, Duties: Being a referee/official for youth and young adult hockey games. Contract work, so no set dates or hours of employment, which means will not infringe upon Bank time requirements, duties, or responsibilities. Not paid by USA hockey but by individual organizations, but operating from a rules/governance perspective of USA hockey.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-03 |
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