Best Investors Account Sign in
Inactive

Mark Robert Provost

D & P Investment Advisors, Ltd.

Wakefield, RI

CRD 4516166

Claim This Profile
Employer firm

D & P Investment Advisors, Ltd. CRD 119631

$198M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
D & P Investment Advisors, Ltd.

10 High Street Suite B, Wakefield, RI 02879 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-14
RI RA APPROVED 2025-10-14
TX RA APPROVED_RES 2017-01-06
MA RA APPROVED 2013-04-03
  • FL RA
    APPROVED
    Since 2025-10-14
  • RI RA
    APPROVED
    Since 2025-10-14
  • TX RA
    APPROVED_RES
    Since 2017-01-06
  • MA RA
    APPROVED
    Since 2013-04-03

Branch Locations

10 High Street Suite B, Wakefield, RI 02880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D & P Investment Advisors, Ltd. Wakefield RI 03/2002 Present
Desista & Provost, Llp Wakefield RI 11/1999 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
Designations
  • Personal Financial Specialist

View on SEC IAPD

Nearby Firms

MCGUIRE WEALTH MANAGEMENT
CITIZENS SECURITIES, INC.
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

DENNIS PATRICK MCGUIRE
SEAN MICHAEL MCGUIRE
DENNIS PATRICK MCGUIRE

Nearby Offices

MCGUIRE WEALTH MANAGEMENT · WAKEFIELD, RI
CITIZENS SECURITIES, INC. · WAKEFIELD, RI
CETERA INVESTMENT ADVISERS LLC · WAKEFIELD, RI

More in Wakefield, RI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor