Michael Stephen Jilling

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-04-30
RI	RA	APPROVED	2013-08-16

TX RA
APPROVED_RES

Since 2019-04-30
RI RA
APPROVED

Since 2013-08-16

Branch Locations

Wakefield, RI • United States

10 High St. Suite J, Wakefield, RI 02879 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Wakefield	RI	08/2013	Present

08/2013 → Present

Lpl Financial Llc

Wakefield, RI

Previous Registrations

2009-12-16 → 2013-08-20

Citizens Securities, Inc.

East Providence, RI

Pawtucket, RI

Bellingham, MA

Bellingham, MA

Milford, MA

Plainville, MA

So Attleboro, MA

N. Providence, RI

N. Providence, RI

North Providence, RI

Attleboro, MA

North Attleboro, MA

Attleboro, MA

North Easton, MA
2005-08-18 → 2009-12-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI

Providence, RI
2002-01-30 → 2005-08-29

Morgan Stanley Dw Inc.

Middletown, RI

Other Businesses

1. 08/16/2013: JILLING WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - 100% OF TIME SPENT 2. 09/03/2015 - NO BUSINESS NAME - INV REL - 111 WASHINGTON ST, WAKEFIELD, RI 02879 - REAL ESTATE RENTAL - START 09/01/2014 - 5 HR/MO NONE DURING SECS TRDG HRS - OWNER. 3. 4/27/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start 05/01/2017 - 1 Hour Per Month During Securities Trading. 4. 05/14/2019 - Frazier Investment Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:03/23/2018 - 4 hrs/mo - 0 hrs during trading. 5. 8/25/2020 - Jilling Wealth Management and Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/24/2020 - 160 Hours Per Month/120 Hour During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-10-13

S66 Uniform Combined State Law Examination

2001-10-13

View on SEC IAPD