Michael Stephen Jilling

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  Lpl Financial Llc
  Wakefield, RI

Previous Registrations

• 2009-12-16 → 2013-08-20
  Citizens Securities, Inc.
  East Providence, RI
  Pawtucket, RI
  Bellingham, MA
  Bellingham, MA
  Milford, MA
  Plainville, MA
  So Attleboro, MA
  N. Providence, RI
  N. Providence, RI
  North Providence, RI
  Attleboro, MA
  North Attleboro, MA
  Attleboro, MA
  North Easton, MA
• 2005-08-18 → 2009-12-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Providence, RI
  Providence, RI
• 2002-01-30 → 2005-08-29
  Morgan Stanley Dw Inc.
  Middletown, RI

Other Businesses

1. 08/16/2013: JILLING WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - 100% OF TIME SPENT 2. 09/03/2015 - NO BUSINESS NAME - INV REL - 111 WASHINGTON ST, WAKEFIELD, RI 02879 - REAL ESTATE RENTAL - START 09/01/2014 - 5 HR/MO NONE DURING SECS TRDG HRS - OWNER. 3. 4/27/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start 05/01/2017 - 1 Hour Per Month During Securities Trading. 4. 05/14/2019 - Frazier Investment Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:03/23/2018 - 4 hrs/mo - 0 hrs during trading. 5. 8/25/2020 - Jilling Wealth Management and Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/24/2020 - 160 Hours Per Month/120 Hour During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2001-10-13