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Current Employers
Aurora Private Wealth, Inc.

999 Riverview Drive Suite 201, Totowa, NJ 07512 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-01-03
  • NJ RA
    APPROVED
    Since 2019-01-03

Branch Locations

11 Ocean Ridge Drive, Charlestown, RI 02813 • United States

999 Riverview Drive Suite 201, Totowa, NJ 07512 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insight Private Advisors, Llc Bridgewater NJ 01/2015 12/2018
Purshe Kaplan Sterling Investments Albany NY 05/2016 12/2018
Apw Capital Rockaway NJ 01/2019 Present
Aurora Private Wealth Management Charestown RI 01/2019 Present
  • 01/2015 → 12/2018
    Insight Private Advisors, Llc
    Bridgewater, NJ
  • 05/2016 → 12/2018
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 01/2019 → Present
    Apw Capital
    Rockaway, NJ
  • 01/2019 → Present
    Aurora Private Wealth Management
    Charestown, RI
Previous Registrations
Other Businesses

Aurora Private Wealth, Inc., Investment related:Yes, 11 OCEAN RIDGE DR, Charlestown, Rhode Island, 02813, , Wealth Advisor, 01/01/2019, 50 hours per week, Advise and provide advisory services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-24
S63 Uniform Securities Agent State Law Examination 1984-11-01
  • S66 Uniform Combined State Law Examination
    2010-06-24
  • S63 Uniform Securities Agent State Law Examination
    1984-11-01
Other Names
  • John Howard Chapel

View on SEC IAPD

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