Inactive

Joseph P Curran

Breachway Investments, LLC

Charlestown, RI

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Current Employers

Breachway Investments, Llc

4259 Old Post Road Unit 1, Charlestown, RI 02813 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-05-17
RI	RA	APPROVED	2019-05-07

TX RA
APPROVED

Since 2019-05-17
RI RA
APPROVED

Since 2019-05-07

Branch Locations

4259 Old Post Road Unit 1, Charlestown, RI 02813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Farmington	CT	08/2009	03/2019
Breachway Investments, Llc	West Hartford	CT	03/2019	Present

08/2009 → 03/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington, CT
03/2019 → Present

Breachway Investments, Llc

West Hartford, CT

Previous Registrations

2009-08-26 → 2019-03-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Hartford, CT

Farmington, CT

Glastonbury, CT
2009-06-01 → 2009-09-14

Morgan Stanley

Providence, RI
2005-04-19 → 2009-06-01

Citigroup Global Markets Inc.

New York, NY

Providence, RI

Providence, RI
2004-10-13 → 2005-03-04

Constitution Investment Services Llc

Wallingford, CT
2001-02-07 → 2004-04-19

Prudential Retirement Brokerage Services, Inc.

Hartford, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-01-18
S63	Uniform Securities Agent State Law Examination	1999-12-28

S65 Uniform Investment Adviser Law Examination

2001-01-18
S63 Uniform Securities Agent State Law Examination

1999-12-28

Designations

Other Names

Joseph Curran
Joseph Patrick Curran

View on SEC IAPD

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