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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-09-16
NJ RA APPROVED 2023-06-06
FL RA APPROVED 2023-06-05
OH RA APPROVED 2023-06-05
CT RA APPROVED 2023-06-01
DE RA APPROVED 2023-06-01
MI RA APPROVED 2023-06-01
NH RA APPROVED 2023-06-01
NY RA APPROVED 2023-06-01
NC RA APPROVED 2023-06-01
PA RA APPROVED 2023-06-01
RI RA APPROVED 2023-06-01
SC RA APPROVED 2023-06-01
VT RA APPROVED 2023-06-01
  • NV RA
    APPROVED
    Since 2025-09-16
  • NJ RA
    APPROVED
    Since 2023-06-06
  • FL RA
    APPROVED
    Since 2023-06-05
  • OH RA
    APPROVED
    Since 2023-06-05
  • CT RA
    APPROVED
    Since 2023-06-01
  • DE RA
    APPROVED
    Since 2023-06-01
  • MI RA
    APPROVED
    Since 2023-06-01
  • NH RA
    APPROVED
    Since 2023-06-01
  • NY RA
    APPROVED
    Since 2023-06-01
  • NC RA
    APPROVED
    Since 2023-06-01
  • PA RA
    APPROVED
    Since 2023-06-01
  • RI RA
    APPROVED
    Since 2023-06-01
  • SC RA
    APPROVED
    Since 2023-06-01
  • VT RA
    APPROVED
    Since 2023-06-01

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

3 Stilson Road Mailstop: Ri-103, Richmond, RI 02898 • United States

112 Franklin Street Mailstop: Ri-028, Westerly, RI 02891 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Warwick RI 03/2022 05/2023
Unemployed Wakefield RI 08/2021 02/2022
True Commerce B2B Gateway Cranberry Township PA 11/2020 08/2021
B2B Gateway Hope Valley RI 08/2017 11/2020
Unemployed Wakefield RI 11/2016 08/2017
South Shore Repair And Remodel Narragansett RI 07/2016 11/2016
The Prudential Insurance Company Of America Warwick RI 09/2022 05/2023
Citizens Securities Inc. Johnston RI 05/2023 09/2024
Citizens Securities, Inc. Westerly RI 09/2024 Present
  • 03/2022 → 05/2023
    Warwick, RI
  • 08/2021 → 02/2022
    Unemployed
    Wakefield, RI
  • 11/2020 → 08/2021
    True Commerce B2B Gateway
    Cranberry Township, PA
  • 08/2017 → 11/2020
    B2B Gateway
    Hope Valley, RI
  • 11/2016 → 08/2017
    Unemployed
    Wakefield, RI
  • 07/2016 → 11/2016
    South Shore Repair And Remodel
    Narragansett, RI
  • 09/2022 → 05/2023
    The Prudential Insurance Company Of America
    Warwick, RI
  • 05/2023 → 09/2024
    Johnston, RI
  • 09/2024 → Present
    Westerly, RI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-15
  • S66 Uniform Combined State Law Examination
    2022-08-15
Other Names
  • Daniel James Estes
  • Daniel Estes

View on SEC IAPD

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