Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-12-13 |
| TX | RA | APPROVED | 2023-12-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wakefield | RI | 09/2005 | 12/2023 |
| Lpl Financial | Wakefield | RI | 12/2023 | Present |
1)09/14/2023 - Salt Pond Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2023 - 160 Hr/Mth 2)09/14/2023 - Single Family Real Estate Retal - Inv Rel - Wakefield, RI - Start: 12/2018 - 1 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-15 |
| S65 | Uniform Investment Adviser Law Examination | 1994-07-15 |
Reach out to this advisor