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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-13 |
| CT | RA | APPROVED | 2019-01-22 |
Branch Locations
107 Wilcox Rd Unit 107G, Stonington, CT 06378 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mystic | CT | 12/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mystic | CT | 11/2016 | 01/2019 |
| Lpl Financial, Llc | Mystic | CT | 01/2019 | Present |
1. 1/14/2019 - Mystic Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Mystic Financial Group LLC - Started 01/04/2019 - 125 Hours Per Month/8 Hours During Securities Trading - Time Spent 90%. 2. 2/4/2020 - Mystic Financial Group LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/2019 - 3 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-24 |
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