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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-27 |
Branch Locations
14 Masons Island Rd, Suite 2A, Mystic, CT 06355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc | Mystic | CT | 09/2014 | 06/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 06/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 06/2024 |
| Lpl Financial Llc | Mystic | CT | 06/2024 | Present |
1) 05/17/2024 - Lee Investment Management, LLC - Non-Variable Insurance - Selling: Fixed annuities and term life insurance - Driscole Insurance - CT 06355 - Investment related - 4 Hours per month - Start date: 05/13/2024. 2) 05/17/2024 - Lee Investment Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 05/17/2024 - Linda Lee Timeshare - Real Estate Rental - owner - CT 06355 & FL 33404 - Investment related - 1% Time spent - Start date: 05/13/2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-21 |
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