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Linda Jean Lee

LPl Financial LLC

Mystic, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-06-27
  • CT RA
    APPROVED
    Since 2024-06-27

Branch Locations

14 Masons Island Rd, Suite 2A, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc Mystic CT 09/2014 06/2021
Cetera Advisor Networks Llc El Segundo CA 06/2021 06/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2023 06/2024
Lpl Financial Llc Mystic CT 06/2024 Present
Previous Registrations
Other Businesses

1) 05/17/2024 - Lee Investment Management, LLC - Non-Variable Insurance - Selling: Fixed annuities and term life insurance - Driscole Insurance - CT 06355 - Investment related - 4 Hours per month - Start date: 05/13/2024. 2) 05/17/2024 - Lee Investment Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 05/17/2024 - Linda Lee Timeshare - Real Estate Rental - owner - CT 06355 & FL 33404 - Investment related - 1% Time spent - Start date: 05/13/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-21
  • S66 Uniform Combined State Law Examination
    2011-04-21
Other Names
  • Linda Jean Kavanagh

View on SEC IAPD

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