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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-11-27 |
| TX | RA | APPROVED | 2020-11-27 |
Branch Locations
225 Asylum Street 14Th Floor, Hartford, CT 06103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial | Hartford | CT | 05/2006 | 11/2020 |
| Morgan Stanley Smith Barney Llc | Hartford | CT | 11/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2021 | Present |
578543 - Hospital for Special Care; Investment Related - No; New Britain, Connecticut; Health and Welfare; Board Member, Finance Committee, Investment Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2024; During Business Hours: 0; After Business Hours: 2; Administrative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-16 |
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