Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-04-01 |
Branch Locations
56 Williams Ave 1St Floor, Mystic, CT 06355-2914 • United States
Waterford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Niantic | CT | 01/2013 | 01/2018 |
| Jackson Hewitt | Groton | CT | 01/2013 | 04/2017 |
| Citizens Securities, Inc | Deep River | CT | 01/2018 | 03/2022 |
| Ameriprise Financial Services, Llc | Mystic | CT | 03/2022 | Present |
Outside Employment; WHYC; Waitress - Helping with events; ; 1 fort rd, , Westerly, RI, 2891; Not Investment-Related; 06/20/2022; 1 to 9 hours per month; 0 during trading hours / Hub & Spoke Operational Support, LLC; Paraplanner - Assisting Advisors and Clients with Daily activity; Paraplanner/Investment Services; 56 Williams Ave, , Mystic, CT, 6355; Investment-Related; 03/28/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-18 |
Reach out to this advisor