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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-02-22 |
| TX | RA | APPROVED | 2022-02-22 |
Branch Locations
225 Asylum Street 14Th Floor, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Ansonia | CT | 05/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ansonia | CT | 11/2016 | 02/2022 |
| Morgan Stanley Smith Barney Llc | Hartford | CT | 02/2022 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2022 | Present |
LEA'S FOUNDATION FOR LEUKEMIA RESEARCH, NOT INVST RLTD, HARTFORD CT, NON-PROFIT, TRUSTEE, 1998,1-10HRS DRNG TRDNG, TRUSTEE. LEA'S FOUNDATION FOR LEUKEMIA RESEARCH, INV RELATED, HARTFORD, CT, INVESTMENT COMMITTEE MEMBER, 10 HRS/MONTH, 0 HRS DURING TRADING, LEUKEMIA RESEARCH. EASTER SEALS CAPITOL REGION AND EASTERN CT, NOT INV RELATED, WINDSOR, CT, MEMBER OF THE BOARD OF DIRECTORS, START 7/1/2021, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, OPERATIONS,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-25 |
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