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Valerie B Dugan

Morgan Stanley

Hartford, CT

Jamestown, RI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-06-07
FL RA APPROVED 2023-01-27
TX RA APPROVED_RES 2020-04-08
CT RA APPROVED 2009-06-01
  • RI RA
    APPROVED
    Since 2024-06-07
  • FL RA
    APPROVED
    Since 2023-01-27
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • CT RA
    APPROVED
    Since 2009-06-01

Branch Locations

225 Asylum Street 14Th Floor, Hartford, CT 06103 • United States

Jamestown, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Hartford CT 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Hartford, CT
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-19
S63 Uniform Securities Agent State Law Examination 1988-01-05
  • S65 Uniform Investment Adviser Law Examination
    1994-09-19
  • S63 Uniform Securities Agent State Law Examination
    1988-01-05
Other Names
  • Valerie Josephine Belhumeur
  • Valene Josephine Belhumzur
  • Valerie Josephine Belhumeur

View on SEC IAPD

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