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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-27 |
Branch Locations
14 Masons Island Rd, Suite 2A, Mystic, CT 06355 • United States
14 Masons Island Rd, Suite 2A, Mystic, CT 06355 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Mystic | CT | 07/2016 | 09/2017 |
| Unemployed | Stonington | CT | 10/2017 | 03/2018 |
| Voya Financial Advisors | Mystic | CT | 03/2018 | 06/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 06/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 06/2024 |
| Lpl Financial Llc | Mystic | CT | 06/2024 | Present |
1) 06/03/2024 - Lee Investment Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-21 |
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