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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2010-04-20 |
Branch Locations
14 Mason'S Island Rd Unit 4-B, Mystic, CT 06355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 03/2010 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 04/2010 | Present |
1)INDEPENDENT INSURANCE AGENT, MYSTIC, CT, 2/1995 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 20 HR/WK - 10/TRADING. 2)COASTAL BUSINESS NETWORKL, 950 Gold Star Highway, Groton CT 06340, 06/2024, Member, Networking, NIR, 4 HR/MO, 0 HR/MO TRADING. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 0 HRS. SEE EMPLOYMENT HISTORY FOR START DATE. 4)KOEHLER FINANCIAL SERVICES, MYSTIC CT 06355, 02/2010, OWNER, USING A TRADE NAME/DBA, INV REL, 20 HR/MO - 15 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-03-04 |
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