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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-16 |
| TX | RA | APPROVED_RES | 2010-02-08 |
| CT | RA | APPROVED | 2007-09-25 |
Branch Locations
56 Williams Ave 1St Floor, Mystic, CT 06355-2914 • United States
628 Hebron Ave Ste 301, Glastonbury, CT 06033 • United States
125 W Romana St Ste 300, Pensacola, FL 32502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mystic | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Mystic | CT | 03/2020 | Present |
Real Estate Ownership; Commercial; 56 Williams Ave, , Mystic, CT, 06355; Not Investment-Related; 01/29/2021. Business Ownership; Newbury Golf Center; Silent Partner/Owner; Golf; 29 Johnson StreetNewburyport, MA 01950, ,; Not Investment-Related; 11/05/2018; 0 hours per month; 0 during trading hours / Astrocyte Pharmaceuticals; ; This is a Biotech Start up; 245 First Street Suite 1800Cambridge, MA 02142, ,; Not Investment-Related; 01/18/2016; 0 hours per month; 0 during trading hours / Con-ry LLC; Owner/Oversee LLC which owns (ONLY) 56 Williams Ave in Mystic; Con-Ry LLC rents to Coastal Wealth and has 3 apartments; 153 Penwood Crossing, , Glastonbury, CT, 06033; Not Investment-Related; 01/01/2014; 1 to 9 hours per month; 0 during trading hours / Hub and Spoke Operational Support Services, LLC; This is the LLC/Entity used to pay employees, practice expenses, etc; Pass through LLC; 153 Penwood Crossing, , GlastonburyCT, CT, 06033; Investment-Related; 10/09/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-30 |
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