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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-02-21 |
| TX | RA | APPROVED | 2019-02-21 |
Branch Locations
107 Wilcox Rd Ste 107G, Stonington, CT 06378 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2014 | 01/2019 |
| Lpl Financial, Llc | Mystic | CT | 02/2019 | Present |
1. 02/21/2019 - THOMAS ROBARGE/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED / 20%/ MYSTIC, CT 2. 12/23/2019 - Mystic Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/23/2019 - 40 Hours Per Month/32 Hours During Securities Trading. 3. 03/30/2026 - Mystic Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2026 - 160 hours per month/ 40 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-28 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-08 |
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