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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-03-19 |
| CT | RA | APPROVED | 2021-03-08 |
Branch Locations
56 Williams Ave 1St Floor, Mystic, CT 06355-2914 • United States
628 Hebron Ave Ste 301, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Investments | Chicago | IL | 05/2016 | 06/2017 |
| Sagepoint Financial, Inc. | Lake Forest | IL | 09/2017 | 10/2018 |
| Marc J. Lane & Company | Chicago | IL | 11/2018 | 05/2019 |
| Marc J. Lane Investment Management, Inc. | Chicago | IL | 02/2019 | 02/2021 |
| Movo Cash | Palo Alto | CA | 08/2020 | 09/2020 |
| Ameriprise Financial Services, Llc | Mystic | CT | 02/2021 | Present |
Outside Employment; Hub and Spoke Operational Support, LLC; COO - Operational Support, Client Management, Business Development, Accounting, and HR; ; 56 Williams Avenue, , Mystic, CT, 6355; Investment-Related; 02/08/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-17 |
| S65 | Uniform Investment Adviser Law Examination | 1999-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-22 |
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