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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-03-20 |
| TX | RA | APPROVED_RES | 2023-11-09 |
| FL | RA | APPROVED | 2023-09-12 |
| CT | RA | APPROVED | 2022-02-07 |
Branch Locations
56 Williams Ave 1St Floor, Mystic, CT 06355-2914 • United States
301 Metro Center Blvd Ste 201, Warwick, RI 02886 • United States
Waterford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mystic | CT | 08/2019 | 09/2021 |
| Unemployed | Waterford | CT | 05/2019 | 08/2019 |
| East Carolina University | Greenville | NC | 08/2018 | 05/2019 |
| Mohegan Sun Casino | Uncasville | CT | 05/2018 | 08/2018 |
| East Carolina University | Greenville | NC | 08/2015 | 05/2018 |
| Old Lyme Police Department | Old Lyme | CT | 05/2017 | 08/2017 |
| Ameriprise Financial Services, Llc | Mystic | CT | 09/2021 | Present |
Real Estate Ownership; Multi-Family; 4 wild rose pl, , waterford, CT, 6385; Investment-Related; 12/01/2021. Business Ownership; Shore Estates LLC; Property Management; Real Estate; 4 Wild Rose Place, , Waterfors, CT, 06385; Investment-Related; 04/07/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Hub and Spoke Operational Support LLC; Financial Advisor- Assist clients in financial planning and investments; Manage advisory business; 56 Williams Ave, , Mystic, CT, 6355; Investment-Related; 09/27/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-13 |
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