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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-18 |
| NY | RA | APPROVED | 2021-04-12 |
Branch Locations
1728 State Hwy 29 Ste 2, Gloversville, NY 12078 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R&A Waite | Johnstown | NY | 05/1993 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2005 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2006 | Present |
| Prepaid Legal Services Inc | Ada | OK | 03/2010 | 12/2021 |
1)SACANDAGA BIBLE CONFERENCE, NOT INV.REL, CHRIST SUMMER CAMP, VP/BOD, SD:10/99, ATTEND BOARD & COMMITTEE MEETINGS, 1HRWW: 2) R&A WAITE, INC., NOT INV REL, ACCOUNTING & TAXES, 18 N PERRY STREET, JOHNSTOWN, NY 10295, PRESIDENT, 50% SHAREHOLDER, SMALL BUSINESS BOOKKEEPING, PERSONAL INCOME TAX PREP., PAYROLL 3) PROCESSING, PARTNER: AURELIA D. WAITE, VP & 50% SHAREHOLDER 30H/WEEK, SINCE 01/1993: 4) SELLS NEW YORK STATE STATUTORY DISABILITY INSURANCE THROUGH FIRST REHABILITATION INSURANCE AND ZURICH NORTH AMERICA, NOT INV REL, JOHNSTOWN, NY, SINCE 1987; 5) COLONIAL WEALTH MANAGEMENT, LLC, SAME AS REGISTERED ADDRESS, DBA NAME FOR INVESTMENT PRACTICE - INV REL, 40+HR/WK DURING TRADING 6)INSIGHT PAYROLL SOLUTIONS, INC, NOT INVEST REL, SAME AS REGISTERED ADDRESS, PAYROLL PROCESSING, START 04/01/14, 10HR/WK DURING TRADING HRS, PREPARE PAYROLLS FOR BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-07-19 |
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