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Steffen C Hellert

Wells Fargo Clearing Services, LLC

Saratoga Springs, NY

Gloversville, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-15
NY RA APPROVED 2021-07-27
CT RA APPROVED 2021-03-08
  • TX RA
    APPROVED
    Since 2026-07-15
  • NY RA
    APPROVED
    Since 2021-07-27
  • CT RA
    APPROVED
    Since 2021-03-08

Branch Locations

37 Henry St Ste 201, Saratoga Springs, NY 12866 • United States

196 2Nd Ave, Gloversville, NY 12078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Securities Wilton NY 09/2011 09/2016
Lpl Financial Llc Wilton NY 09/2011 09/2016
Key Investment Services Llc Albany NY 09/2016 10/2019
Key Investment Services Llc Cohoes NY 10/2019 03/2021
Wells Fargo Clearing Services,Llc. Sarasota Springs NY 03/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-14
  • S66 Uniform Combined State Law Examination
    2008-08-14
Designations
Other Names
  • Steffen Hellert

View on SEC IAPD

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Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

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