Brandie Mulligan

Current Employers

&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-07-13
NY	RA	APPROVED	2026-07-10

TX RA
APPROVED_RES

Since 2026-07-13
NY RA
APPROVED

Since 2026-07-10

Branch Locations

4 Tower Place First Floor, Albany , NY 12203 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Latham	NY	05/2006	04/2019
Bank Of America, N.A.	Latham	NY	01/2019	04/2019
Wells Fargo Clearing Services Llc	Johnstown	NY	04/2019	07/2026
&Partners	Nashville	TN	07/2026	Present

05/2006 → 04/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Latham, NY
01/2019 → 04/2019

Bank Of America, N.A.

Latham, NY
04/2019 → 07/2026

Wells Fargo Clearing Services Llc

Johnstown, NY
07/2026 → Present

&Partners

Nashville, TN

Previous Registrations

2019-04-12 → 2026-07-20

Wells Fargo Clearing Services, Llc

Gloversville, NY
2008-03-24 → 2019-04-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

Albany, NY

Latham, NY

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-03-15

S66 Uniform Combined State Law Examination

2008-03-15

Designations

Other Names

Brandie S Whitman

View on SEC IAPD