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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| SC | RA | APPROVED | 2018-03-12 |
| TX | RA | APPROVED | 2008-08-07 |
Branch Locations
196 2Nd Ave, Gloversville, NY 12078 • United States
Gloversville, NY • United States
320 Broad St, Charleston, SC 29401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saratoga Springs | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saratoga Springs | NY | 11/2016 | Present |
NOTARY PUBLIC; NOT INVESTMENT RELATED; NEW YORK STATE, FULTON COUNTY; START 5/31/90; LESS THAN 1 HR PER MONTH; LESS THAN 1 HR DURING TRADING HOURS. KNESSETH ISRAEL SYNAGOGUE; INVESTMENT RELATED; GOLVERSVILLE, NY; FINANCIAL SECRETARY; START 9/7/2016; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; PREPARING THE YEARLY BUDGET, MONITORING THE ACCOUNTS RECEIVABLES AND THE ACCOUNTS PAYABLES, REVIEWING DISBURSEMENTS AGAINST BUDGET APPROPRIATIONS, AND REPORTING IT ACCORDINGLY AT THE MEETINGS. SYNAGOGUE EMANU-EL, INVT RELATED, CHARLESTON, SC, FINANCE COMMITTEE SECRETARY, START 4/19/2023, 1 HR PER MONTH, 1 HR DURING TRADING, DEVELOP BUDGET AND MONITOR INVESTMENT ACCOUNTS. | ADDLESTONE HEBREW ACADEMY - TREASURER ; NOT INV RELATED;CHARLESTON,SC; ACADEMIC EXCELLENCE, JEWISH VALUES; TREASURER; START DATE: 07/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING; NORTH CHARLESTON POPS ORCHESTRA; NOT INV RELATED; NORTH CHARLESTON, SC; TREASURER; 06/2025; 2 HOURS PER MONTH; 0 DURING TRADING; PRESENT CONCERTS AT AFFORDABLE PRICES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-21 |
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