Best Investors Account Sign in

John Peter Washburn

Wells Fargo Clearing Services, LLC

Gloversville, NY

Gloversville, NY

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
TX RA APPROVED 2017-06-01
CO RA APPROVED 2014-05-13
  • NY RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED
    Since 2017-06-01
  • CO RA
    APPROVED
    Since 2014-05-13

Branch Locations

196 2Nd Ave, Gloversville, NY 12078 • United States

Gloversville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Johnstown NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Johnstown NY 11/2016 Present
Other Businesses

NOTARY; NOT INVESTMENT RELATED; FULTON COUNTY, NEW YORK; START DATE 1991; LESS THAN 1 HR MONTH; LESS THAN 1 HR DURING TRADING; NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1987-08-06
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1987-08-06
Designations

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
LPL ENTERPRISE, LLC
OSAIC WEALTH, INC.
PFS INVESTMENTS INC.
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES

Other Investors

SUSAN TODD MALLERY
BRANDIE MULLIGAN
RONALD MARK OLINSKY
STEFFEN C HELLERT
ANDREW J COOK
BRETT MCCUE
AMANDA FRASIER SKOTARCZAK
WILLIAM WINSMAN

Other Offices

LPL FINANCIAL LLC · GLOVERSVILLE, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Johnstown, NY
CETERA INVESTMENT ADVISERS LLC · GLOVERSVILLE, NY
LPL ENTERPRISE, LLC · MAYFIELD, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · AMSTERDAM, NY
CETERA INVESTMENT ADVISERS LLC · AMSTERDAM, NY
LPL FINANCIAL LLC · AMSTERDAM, NY
OSAIC WEALTH, INC. · AMSTERDAM, NY

More in Gloversville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor