Best Investors Account Sign in

Susan Todd Mallery

&Partners

Albany , NY

Clayton, MO

CRD 3220242

Claim This Profile
Employer firm

&Partners CRD 3767

$30.3B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-15
TX RA APPROVED 2026-07-15
  • NY RA
    APPROVED
    Since 2026-07-15
  • TX RA
    APPROVED
    Since 2026-07-15

Branch Locations

4 Tower Place First Floor, Albany , NY 12203 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Johnstown NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Johnstown NY 11/2016 07/2026
&Partners Nashville TN 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-20
S63 Uniform Securities Agent State Law Examination 1999-07-12
  • S65 Uniform Investment Adviser Law Examination
    2008-06-20
  • S63 Uniform Securities Agent State Law Examination
    1999-07-12

View on SEC IAPD

More in Albany, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor