Andrew J Cook

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Current Employers

&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-07-10
TX	RA	APPROVED	2026-07-10

NY RA
APPROVED

Since 2026-07-10
TX RA
APPROVED

Since 2026-07-10

Branch Locations

4 Tower Place First Floor, Albany , NY 12203 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Latham	NY	06/2011	04/2019
Bank Of America, N.A.	Latham	NY	06/2013	04/2019
Wells Fargo Clearing Services Llc	Johnstown	NY	04/2019	07/2026
&Partners	Nashville	TN	07/2026	Present

06/2011 → 04/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Latham, NY
06/2013 → 04/2019

Bank Of America, N.A.

Latham, NY
04/2019 → 07/2026

Wells Fargo Clearing Services Llc

Johnstown, NY
07/2026 → Present

&Partners

Nashville, TN

Previous Registrations

2019-04-12 → 2026-07-20

Wells Fargo Clearing Services, Llc

Gloversville, NY

Albany, NY
2012-02-22 → 2019-04-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Latham, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-02-21

S66 Uniform Combined State Law Examination

2012-02-21

Other Names

Andrew Joseph Cook
Andrew Cook

View on SEC IAPD

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