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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services Llc | Albany | NY | 08/2015 | 09/2020 |
| Key Investment Services Llc | Cohoes | NY | 09/2020 | 06/2024 |
| Wells Fargo Clearing Services, Llc | Johnstown | NY | 06/2024 | Present |
RENTAL PROPERTY - 65 TEMPLE ST ;INV RELATED; GLOVERSVILLE,NY; RENTAL;100% OWNERSHIP; START DATE: 10/01/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-03 |
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