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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED | 2017-10-18 |
| NJ | RA | APPROVED | 2017-09-21 |
Branch Locations
196 2Nd Ave, Gloversville, NY 12078 • United States
Northville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Johnstown | NY | 07/2017 | Present |
| Wells Fargo Advisors | Johnstown | NY | 12/2012 | 07/2017 |
FOOTHILLS MANAGEMENT LLC, INV RELATED, NORTHVILLE, NY, 49% OWNERSHIP, START 10/15/2004, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY.| SKATERRA LLC, NOT INV RELATED, NORTHVILLE, NY, 100% OWNERSHIP WITH SPOUSE, START 1/1/2015, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, EXCAVATION AND CONSTRUCTION SERVICES.| ESTATE OF MOTHER; INV RELATED; NORTHVILLE, NY; EXECUTOR; START DATE 08/25/2025; 20 HOURS PER MONTH; 2 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-15 |
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