UBS FINANCIAL SERVICES INC.

6225 South Pinnacle Place Suite 201, SIOUX FALLS, SD 57108

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Registered Advisors 14

ERIK DAVID SYVERSON AARON CHRISTIAN ELLINGSEN Brittany Joy Vasakis Aaron Michael Hanson JEFFREY R BRECHT MICHAEL S WETRICH MICHAEL D COLE MARTIN LEE DESLAURIERS SHELLY ANN RITCHIE GREGORY CHARLES CHARLES RICHARDSON STEVEN EUGENE NEFF NATHAN MICHAEL HEWES Daniel Imatorbhebhe Ryan Neff

Name
ERIK DAVID SYVERSON
AARON CHRISTIAN ELLINGSEN
Brittany Joy Vasakis
Aaron Michael Hanson
JEFFREY R BRECHT
MICHAEL S WETRICH
MICHAEL D COLE
MARTIN LEE DESLAURIERS
SHELLY ANN RITCHIE
GREGORY CHARLES CHARLES RICHARDSON
STEVEN EUGENE NEFF
NATHAN MICHAEL HEWES
Daniel Imatorbhebhe
Ryan Neff

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Address

Street	6225 South Pinnacle Place Suite 201
City	SIOUX FALLS
State	SD
ZIP	57108
Country	United States

Firm

UBS FINANCIAL SERVICES INC.

Legal Name	UBS FINANCIAL SERVICES INC.
SEC #	801-7163
CRD #	8174
Region	NYRO
Umbrella	N

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COMPASS FINANCIAL GROUP, INC

EAGLE STRATEGIES LLC

INTEGRITY ALLIANCE, LLC.

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JOHN DAVID HALLER

Ashley Maria Tucker

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