John David Haller

Employer firm

Compass Financial Group, Inc CRD 157109

$1.48B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1980 → Present
  Rsc Financial
  Sioux Falls, SD
• 04/2011 → Present
  Regional Services Company Dbal Compass Financial Group
  Sioux Falls, SD

Previous Registrations

• 2011-05-10 → 2015-12-31
  Compass Financial Group, Inc
  Sioux Falls, SD
• 2008-12-09 → 2012-08-03
  Brokersxpress Llc
  Sioux Falls, SD
  Sioux Falls, SD
  Chicago, IL
  Chicago, IL
  Sioux Falls, SD
• 1999-07-07 → 2008-12-10
  Cetera Advisors Llc
  Greenwood Village, CO
  Souix Falls, SD

Other Businesses

Joshua Financial - FINANCIAL/SALES OF NON SECURITIES BUSINESS - Licensed Independent Agent - SELL LIFE & HEALTH INSURANCE IN SOUTH DAKOTA. APPROX 5 HRS PER MONTH. LIFE, HEALTH, DISABILLITY, LONG TERM CARE, MED SUPPS; HOURS PER MONTH 5: TRADING HOURS: 5; DUTIES: SALES; STARTED 1983 to Present

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-30
• S63 Uniform Securities Agent State Law Examination
  1989-06-19

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• John David Haller