Best Investors Account Sign in
Inactive

John David Haller

Compass Financial Group, Inc

Sioux Falls, SD

Claim This Profile
Current Employers
Compass Financial Group, Inc

4300 South Louise Ave. Suite 300, Sioux Falls, SD 57106 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-04
SD RA APPROVED 2016-04-21
  • TX RA
    APPROVED
    Since 2020-06-04
  • SD RA
    APPROVED
    Since 2016-04-21

Branch Locations

4300 South Louise Ave. Suite 300, Sioux Falls, SD 57106 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rsc Financial Sioux Falls SD 05/1980 Present
Regional Services Company Dbal Compass Financial Group Sioux Falls SD 04/2011 Present
  • 05/1980 → Present
    Rsc Financial
    Sioux Falls, SD
  • 04/2011 → Present
    Regional Services Company Dbal Compass Financial Group
    Sioux Falls, SD
Previous Registrations
  • 2011-05-10 → 2015-12-31
    Sioux Falls, SD
  • 2008-12-09 → 2012-08-03
    Brokersxpress Llc
    Sioux Falls, SD
    Sioux Falls, SD
    Chicago, IL
    Chicago, IL
    Sioux Falls, SD
  • 1999-07-07 → 2008-12-10
    Cetera Advisors Llc
    Greenwood Village, CO
    Souix Falls, SD
Other Businesses

Joshua Financial - FINANCIAL/SALES OF NON SECURITIES BUSINESS - Licensed Independent Agent - SELL LIFE & HEALTH INSURANCE IN SOUTH DAKOTA. APPROX 5 HRS PER MONTH. LIFE, HEALTH, DISABILLITY, LONG TERM CARE, MED SUPPS; HOURS PER MONTH 5: TRADING HOURS: 5; DUTIES: SALES; STARTED 1983 to Present

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-30
S63 Uniform Securities Agent State Law Examination 1989-06-19
  • S65 Uniform Investment Adviser Law Examination
    1999-04-30
  • S63 Uniform Securities Agent State Law Examination
    1989-06-19
Designations
Other Names
  • John David Haller

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sioux Falls, SD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor