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4300 South Louise Ave. Suite 300, Sioux Falls, SD 57106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-04 |
| SD | RA | APPROVED | 2016-04-21 |
Branch Locations
4300 South Louise Ave. Suite 300, Sioux Falls, SD 57106 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rsc Financial | Sioux Falls | SD | 05/1980 | Present |
| Regional Services Company Dbal Compass Financial Group | Sioux Falls | SD | 04/2011 | Present |
Joshua Financial - FINANCIAL/SALES OF NON SECURITIES BUSINESS - Licensed Independent Agent - SELL LIFE & HEALTH INSURANCE IN SOUTH DAKOTA. APPROX 5 HRS PER MONTH. LIFE, HEALTH, DISABILLITY, LONG TERM CARE, MED SUPPS; HOURS PER MONTH 5: TRADING HOURS: 5; DUTIES: SALES; STARTED 1983 to Present
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-19 |
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