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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-09 |
| SD | RA | APPROVED | 2019-03-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Sioux Falls | SD | 04/2013 | 03/2019 |
| 1St Global Advisors Inc. | Sioux Falls | SD | 04/2013 | 03/2019 |
| Foundations Wealth Management | Sioux Falls | SD | 03/2013 | 03/2019 |
| Mariner Wealth Advisors | Sioux Falls | SD | 03/2019 | Present |
| Msec, Llc | Sioux Falls | SD | 03/2019 | 09/2025 |
PJZ LLC; Not investment related, Sioux Falls, SD, Rental Property, Owner, Start Date: 5/12/22, 5 hours per month, 0 hours during trading hours, Maintain and manage property Boji Shores LLC; Madison, SD; Rental Property; Owner; start date 1/5/26; 1 hour /month, 0 during trading hours; Maintain and manage property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-10-02 |
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