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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-08-17 |
| SD | RA | APPROVED | 2006-08-12 |
Branch Locations
6225 South Pinnacle Place Suite 201, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Sioux Falls | SD | 08/2006 | Present |
1) Sioux Falls Jefferson High School; 1600 N Marion Road, Sioux Falls SD 57107; Educational Establishment; Public High School; Assistant Coach for Speech and Debate Team; I will be helping coach the speech and debate team, judging and working at tournaments and helping coach and listen to practices after school, occasional evenings and weekends; Start date: 10/3/2022; Investment-related: No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-30 |
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