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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2016-11-18 |
| CO | RA | APPROVED | 2015-09-24 |
| TX | RA | APPROVED_RES | 2015-09-23 |
Branch Locations
Sioux Falls, SD • United States
6225 South Pinnacle Place Suite 201, Sioux Falls, SD 57108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Denver | CO | 09/2015 | Present |
I*24465 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DOWNTOWN DENVER LOFT INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1617 CALIFORNIA STREET #2D, DENVER, COLORADO 80202 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, COMPENSATION FOR ACTIVITY: Y POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL LOFT PROPERTY WE COLLECT RENT ON I*24466 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LYNETTE RICHARDSON TOWNHOMES INVESTMENT RELATED: N ADDRESS OF BUSINESS: 4108 W NEWCOMB DRIVE, SIOUX FALLS, SOUTH DAKOTA 57104 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, COMPENSATION FOR ACTIVITY: Y 28 Coyote Circle, renting out our family mountain cabin, Proprietor / owner, no duties, just owner of property, start date-12/17/2018, AvonCOUnited States81620. POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/20/2000 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TOWNHOMES THAT ARE RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-18 |
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