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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-12-21 |
| TX | RA | APPROVED_RES | 2014-11-05 |
| SD | RA | APPROVED | 2012-12-18 |
Branch Locations
6225 South Pinnacle Place Suite 201, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Sioux Falls | SD | 12/2012 | Present |
)Storm Clinic Prof. LLC / 7600 S Minnesota Suite 201, Sioux Falls / United States / stormclinic.com / Sioux Falls / No / Health Care & Pharmaceuticals / Company / Infectious disease, internal medicine, hospitalist medicine, infusion, primary care and telemedicine / Advisor or advisory group member if advice given may influence an officer/board / Act as advisory board member helping to provide direction and be a sounding board to the owner as he grows his practice. / No / Start Date 11/1/2019 2)Diane DesLauriers 2021 Family Irrev GST Tr dtd 08/12/2021/ investment related?: /Sioux Falls, South Dakato, 57104, US/ I am on the distribution committee and the investment committee/Help determine what the trust can invest in and when distributions are appropriate for the beneficiary/start date / 12/1/2021/ time reqd during trading hours?; yes 3) DesLauriers 2021 Family Tr dtd 09/25/2021 / 401 N Gale Rd.MitchellSouth Dakota57301 / Trust / The trust is for the estate planning needs for my mother / Personal trust for my mothers estate planning needs / Advisor or advisory group member if advice given may influence an officer/board / I am part of the distribution committee and investment committee / Start Date: 11/1/2021 4) Diane DesLauriers 2021 Family Irrev GST Tr dtd 08/12/2021/ 201 S Phillips Ave. Ste 200Sioux FallsSouth Dakota 57104 / Trust / Personal Trust for the estate planning needs of my mother, Diane DesLauriers / Personal Trust for the estate planning needs of my mother, Diane DesLauriers / I am part of the investment committee and distribution committee. / I will help make decisions on how the trusts can invest it's assets and when distributions are appropriate for my mother. / Start Date: 11/1/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-09 |
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