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Erik David Syverson

Ubs Financial Services Inc.

Sioux Falls, SD

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-11-01
TX RA APPROVED 2010-01-25
SD RA APPROVED 2008-05-19
  • MN RA
    APPROVED
    Since 2021-11-01
  • TX RA
    APPROVED
    Since 2010-01-25
  • SD RA
    APPROVED
    Since 2008-05-19

Branch Locations

6225 South Pinnacle Place Suite 201, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Sioux Falls SD 05/2008 Present
Previous Registrations
  • 2007-04-02 → 2008-05-22
    Morgan Stanley & Co. Llc
    Sioux Falls, SD
  • 2000-11-29 → 2007-04-02
    Morgan Stanley Dw Inc.
    Sioux Falls, SD
    Sioux Falls, SD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-11
  • S66 Uniform Combined State Law Examination
    1999-08-11
Designations

View on SEC IAPD

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Other Offices

MARINER · Sioux Falls, SD
MARINER · Sioux Falls, SD
THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX FALLS, SD
EDWARD JONES · SIOUX FALLS, SD
RBC CAPITAL MARKETS, LLC · SIOUX FALLS, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
WELLS FARGO CLEARING SERVICES, LLC · SIOUX FALLS, SD

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