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Current Employers
Compass Financial Group, Inc

4300 South Louise Ave. Suite 300, Sioux Falls, SD 57106 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2024-04-08
  • SD RA
    APPROVED
    Since 2024-04-08

Branch Locations

4300 South Louise Ave. Suite 300, Sioux Falls, SD 57106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Sioux Falls SD 01/2023 10/2023
U.S. Bancorp Investments, Inc. Sioux Falls SD 02/2023 10/2023
Graber & Associates Sioux Falls SD 12/2015 01/2023
Compass Financial Group, Inc Sioux Falls SD 10/2023 Present
  • 01/2023 → 10/2023
    U.S. Bank
    Sioux Falls, SD
  • 02/2023 → 10/2023
    U.S. Bancorp Investments, Inc.
    Sioux Falls, SD
  • 12/2015 → 01/2023
    Graber & Associates
    Sioux Falls, SD
  • 10/2023 → Present
    Sioux Falls, SD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-18
S63 Uniform Securities Agent State Law Examination 2019-06-28
  • S65 Uniform Investment Adviser Law Examination
    2024-03-18
  • S63 Uniform Securities Agent State Law Examination
    2019-06-28

View on SEC IAPD

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