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Brittany Joy Vasakis

Ubs Financial Services Inc.

Sioux Falls, SD

CRD 6818721

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2021-10-06
  • SD RA
    APPROVED
    Since 2021-10-06

Branch Locations

6225 South Pinnacle Place Suite 201, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 06/2017 08/2021
Securian Financial Services Inc. St. Paul MN 06/2017 08/2021
Renaissance Financial Omaha NE 06/2017 08/2021
Iowa Army National Guard Johnston IA 08/2012 Present
Northwest Missouri State University International Office Maryville MO 09/2016 12/2016
Northwest Missouri State University Maryville MO 01/2014 05/2017
Recruiting Office Johnston IA 06/2016 09/2016
Revival Animal Health, Llc Orange City IA 09/2017 07/2021
Ubs Financial Servives Sioux Falls SD 08/2021 Present
  • 06/2017 → 08/2021
    Minnesota Life
    St. Paul, MN
  • 06/2017 → 08/2021
    Securian Financial Services Inc.
    St. Paul, MN
  • 06/2017 → 08/2021
    Renaissance Financial
    Omaha, NE
  • 08/2012 → Present
    Iowa Army National Guard
    Johnston, IA
  • 09/2016 → 12/2016
    Northwest Missouri State University International Office
    Maryville, MO
  • 01/2014 → 05/2017
    Northwest Missouri State University
    Maryville, MO
  • 06/2016 → 09/2016
    Recruiting Office
    Johnston, IA
  • 09/2017 → 07/2021
    Revival Animal Health, Llc
    Orange City, IA
  • 08/2021 → Present
    Ubs Financial Servives
    Sioux Falls, SD
Other Businesses

1) IOWA ARMY NATIONAL GUARDPOSITION: Employee NATURE: Employee INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2012 ADDRESS: , Johnston IA , United States DESCRIPTION: Employee 2) Personal Property used as Rental Income/ investment related?: yes/ Proprietor / owner/ Manage personal property/ START DATE: 11/1/2020/Act as a military police soldier. Uphold the UCMJ laws and provide mission support staff/ start date: 11/9/2012 3) Iowa Army National Guard/ 7105 NW 70th Ave, Johnston, Iowa US/ Employee- Military Police Officer/ Employee / staff member/

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-28
  • S66 Uniform Combined State Law Examination
    2021-09-28
Other Names
  • Brittany Joy Boals
  • Brittany Sudtelgte
  • Brittany Joy Sudtelgte
  • Brittany Joy Joy Vasakis

View on SEC IAPD

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