UBS FINANCIAL SERVICES INC.

15260 Ventura Boulevard Suite 1800, Sherman Oaks, CA 91403

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Registered Advisors 17

SUSAN ROMAINE ROSHAN GHAZNAVI JASON BRENT KRISCHER NICHOLAS PETER KALDIS CARL VERNON CEDER BARRY LEWIS PINSKY SHAWN ALAN SHAFER RYAN RAFAEL GODLIMAN Sophie Rose Abrams Anita Kazanjian HOWARD LYLE ABRAMS MICHAEL NAZARIAN JASPREET SINGH PURI Matthew B Seukunian Kate Sarah Freeman DAVID MANDEL JOHN VICTOR LIPARI

Name
SUSAN ROMAINE
ROSHAN GHAZNAVI
JASON BRENT KRISCHER
NICHOLAS PETER KALDIS
CARL VERNON CEDER
BARRY LEWIS PINSKY
SHAWN ALAN SHAFER
RYAN RAFAEL GODLIMAN
Sophie Rose Abrams
Anita Kazanjian
HOWARD LYLE ABRAMS
MICHAEL NAZARIAN
JASPREET SINGH PURI
Matthew B Seukunian
Kate Sarah Freeman
DAVID MANDEL
JOHN VICTOR LIPARI

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Address

Street	15260 Ventura Boulevard Suite 1800
City	Sherman Oaks
State	CA
ZIP	91403
Country	United States

Firm

UBS FINANCIAL SERVICES INC.

Legal Name	UBS FINANCIAL SERVICES INC.
SEC #	801-7163
CRD #	8174
Region	NYRO
Umbrella	N

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