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Anita Kazanjian

Ubs Financial Services Inc.

Sherman Oaks, CA

CRD 7028749

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-24
  • CA RA
    APPROVED
    Since 2024-05-24

Branch Locations

15260 Ventura Boulevard Suite 1800, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Pasadena CA 01/2012 07/2018
Jp Morgan Securities Llc Burbank CA 08/2018 03/2022
Jp Morgan Chase Bank, N.A Burbank CA 08/2018 03/2022
Ubs Sherman Oaks CA 09/2022 Present
Unemployed Tujunga CA 03/2022 09/2022
  • 01/2012 → 07/2018
    Bank Of America
    Pasadena, CA
  • 08/2018 → 03/2022
    Jp Morgan Securities Llc
    Burbank, CA
  • 08/2018 → 03/2022
    Jp Morgan Chase Bank, N.A
    Burbank, CA
  • 09/2022 → Present
    Ubs
    Sherman Oaks, CA
  • 03/2022 → 09/2022
    Unemployed
    Tujunga, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-24
S63 Uniform Securities Agent State Law Examination 2018-11-23
  • S66 Uniform Combined State Law Examination
    2024-05-24
  • S63 Uniform Securities Agent State Law Examination
    2018-11-23
Other Names
  • Anita A Kazanjian
  • Anita Kazanjian
  • Anita Agop Kazanjian

View on SEC IAPD

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