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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-24 |
Branch Locations
15260 Ventura Boulevard Suite 1800, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America | Pasadena | CA | 01/2012 | 07/2018 |
| Jp Morgan Securities Llc | Burbank | CA | 08/2018 | 03/2022 |
| Jp Morgan Chase Bank, N.A | Burbank | CA | 08/2018 | 03/2022 |
| Ubs | Sherman Oaks | CA | 09/2022 | Present |
| Unemployed | Tujunga | CA | 03/2022 | 09/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-23 |
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