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Jaspreet Singh Puri

Ubs Financial Services Inc.

Sherman Oaks, CA

Bakersfield, CA

San Jose, CA

Fresno, CA

Stevenson Ranch, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-06-15
NY RA APPROVED 2023-06-09
TX RA APPROVED 2015-08-28
CA RA APPROVED 2011-07-28
  • NV RA
    APPROVED
    Since 2023-06-15
  • NY RA
    APPROVED
    Since 2023-06-09
  • TX RA
    APPROVED
    Since 2015-08-28
  • CA RA
    APPROVED
    Since 2011-07-28

Branch Locations

15260 Ventura Boulevard Suite 1800, Sherman Oaks, CA 91403 • United States

9201 Camino Media Suite 230, Bakersfield, CA 93311 • United States

355 Santana Row Suite 2050, San Jose, CA 95128 • United States

Fig Garden Financial Center 5200 North Palm Suite 101, Fresno, CA 93704-9874 • United States

Stevenson Ranch, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Los Angeles CA 07/2010 Present
  • 07/2010 → Present
    Ubs
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-27
  • S66 Uniform Combined State Law Examination
    2011-07-27
Other Names
  • Jesse Puri

View on SEC IAPD

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Other Offices

MORPHEUS ADVISORS · SHERMAN OAKS, CA
BELAY INVESTMENT GROUP, LLC · SHERMAN OAKS, CA
HIGHLINE ASSET MANAGEMENT, LLC · SHERMAN OAKS, CA
HIGHLINE WEALTH PARTNERS · SHERMAN OAKS, CA
WRW WEALTH ADVISORS · SHERMAN OAKS, CA
MORGAN STANLEY · Sherman Oaks, CA
UBS FINANCIAL SERVICES INC. · Sherman Oaks, CA
KATAM HILL LLC · SHERMAN OAKS, CA

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