Michael Nazarian

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Woodland Hills, CA
• 11/2016 → 09/2022
  Wells Fargo Clearing Services, Llc
  Woodland Hills, CA
• 09/2022 → Present
  Ubs Financial Services
  Sherman Oaks, CA

Previous Registrations

• 2008-06-02 → 2022-10-05
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
  Woodland Hills, CA
  Woodland Hills, CA
  Woodland Hills, CA
  Westlake Village, CA
  Sherman Oaks, CA
  Sherman Oaks, CA
  Encino, CA
  Sherman Oaks, CA
  Sherman Oaks, CA
  Woodland Hills, CA
  Sherman Oaks, CA
  Studio City, CA
  Studio City, CA
• 2007-05-29 → 2008-06-23
  Citigroup Global Markets Inc.
  Los Angeles, CA
  Encino, CA
• 2003-03-07 → 2007-05-29
  Citicorp Investment Services
  Woodland Hills, CA
  Encino, CA

Other Businesses

RENTAL PROPERTY; INV RELATED; PARK COUNTY, CO; FOURMILE FISHING CLUB; 50% OWNERSHIP; START 4/13/2016; 0 HOURS PER MONTH, 0 DURING TRADING; NO DUTIES. RENTAL PROPERTY,INVESTMENT RELATED; LOS ANGELES,CA; 25% OWNERSHIP; START DATE 02/08/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; SILENT INVESTOR.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-29
• S63 Uniform Securities Agent State Law Examination
  1995-07-27