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Matthew B Seukunian

Ubs Financial Services Inc.

Sherman Oaks, CA

CRD 6219396

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-16
CA RA APPROVED 2022-09-01
  • TX RA
    APPROVED_RES
    Since 2024-09-16
  • CA RA
    APPROVED
    Since 2022-09-01

Branch Locations

15260 Ventura Boulevard Suite 1800, Sherman Oaks, CA 91403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Woodland Hills CA 09/2021 09/2022
Bisnow Media Culver City CA 09/2018 11/2020
Unemployed Los Angeles CA 05/2017 09/2018
Unemployed Los Angeles CA 11/2020 09/2021
Arizona State University Tempe AZ 08/2009 05/2017
Bank Of America, N.A. Woodland Hills CA 11/2021 09/2022
Ubs Sherman Oaks CA 09/2022 Present
  • 09/2021 → 09/2022
    Woodland Hills, CA
  • 09/2018 → 11/2020
    Bisnow Media
    Culver City, CA
  • 05/2017 → 09/2018
    Unemployed
    Los Angeles, CA
  • 11/2020 → 09/2021
    Unemployed
    Los Angeles, CA
  • 08/2009 → 05/2017
    Arizona State University
    Tempe, AZ
  • 11/2021 → 09/2022
    Bank Of America, N.A.
    Woodland Hills, CA
  • 09/2022 → Present
    Ubs
    Sherman Oaks, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-17
  • S66 Uniform Combined State Law Examination
    2021-12-17
Other Names
  • Matthew Brandon Seukunian

View on SEC IAPD

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