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David Mandel

Ubs Financial Services Inc.

Sherman Oaks, CA

Tarzana, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-10-29
  • CA RA
    APPROVED
    Since 2013-10-29

Branch Locations

15260 Ventura Boulevard Suite 1800, Sherman Oaks, CA 91403 • United States

Tarzana, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Encino CA 10/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-29
S63 Uniform Securities Agent State Law Examination 1985-08-09
  • S65 Uniform Investment Adviser Law Examination
    2004-03-29
  • S63 Uniform Securities Agent State Law Examination
    1985-08-09

View on SEC IAPD

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HIGHLINE ASSET MANAGEMENT, LLC · SHERMAN OAKS, CA
HIGHLINE WEALTH PARTNERS · SHERMAN OAKS, CA
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