Barry Lewis Pinsky

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  Ubs Financial Services Inc
  Encino, CA

Previous Registrations

• 1997-07-08 → 2008-12-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Encino, CA
  Encino, CA

Other Businesses

1)CAL CPA MAGAZINE / PROFESSIONAL ORGANIZATION / 1800 GATEWAY DR. SUITE 200 SAN MATEO, CA 94404 / WROTE AN ARTICLE / START DATE 01/03/2011 / WILL THE ACTIVITY/BUSINESS INVOLVE SECURITIES TRADING, INVESTMENT, OR ADVICE? NO 2)J&C PINSKY LLC / 7 MONTPELLIER NEWPORT BEACH,CA 92660 / COMPANY/ REAL ESTATE / LEASE OF REAL ESTATE PROPERTY / OTHER / PART OWNER / START DATE 1/1/2013

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-05-19
• S65 Uniform Investment Adviser Law Examination
  1997-05-19

Other Names

• Barry L Pinsky
• Barry Lewis Pinskey