Sophie Rose Abrams

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-10-06
CA	RA	APPROVED	2021-12-07

TX RA
APPROVED

Since 2022-10-06
CA RA
APPROVED

Since 2021-12-07

Branch Locations

15260 Ventura Boulevard Suite 1800, Sherman Oaks, CA 91403 • United States

Hidden Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Hidden Hills	CA	05/2014	Present
Ubs Financial Services Inc.	Encino	CA	08/2020	Present

05/2014 → Present

Self Employed

Hidden Hills, CA
08/2020 → Present

Ubs Financial Services Inc.

Encino, CA

Other Businesses

Sophie Rose Abrams. Not investment related. 24950 Eldorado Meadow Road, Hidden Hills, CA 91302. Music. Songwriter/producer/singer. Start date: 05/2014. 50 hours/month. 0.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-07

S66 Uniform Combined State Law Examination

2021-12-07

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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