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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-06-06 |
| IN | RA | APPROVED | 1998-12-14 |
Branch Locations
3340 Hickory Rd, Mishawaka, IN 46545 • United States
South Bend, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | South Bend | IN | 02/1987 | 03/2020 |
| Ameriprise Financial Services, Llc | Mishawaka | IN | 03/2020 | Present |
Business Ownership; Spirit Source, LLC; ; Create and Publish Spiritually Based Educational Materials; P.O. Box 8181 South Bend, IN 46660, ,; Not Investment-Related; 10/01/2010; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Self; Leadership Training/Speaking - Training; ; 1711 Inwood RoadSouth Bend, IN 46614, ,; Not Investment-Related; 01/01/2010; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-04-07 |
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