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Nathan William Rumely

Robert W. Baird & Co. Incorporated

Mishawaka, IN

Granger, IN

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-03-14
IN RA APPROVED 2018-02-06
TX RA APPROVED_RES 2018-01-04
  • FL RA
    APPROVED
    Since 2018-03-14
  • IN RA
    APPROVED
    Since 2018-02-06
  • TX RA
    APPROVED_RES
    Since 2018-01-04

Branch Locations

4220 Edison Lake Pkwy Ste 100, Mishawaka, IN 46545 • United States

Granger, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Mishawaka IN 06/2009 12/2017
Morgan Stanley Private Bank, N.A. New York NY 01/2015 12/2017
Robert W Baird & Co., Incorporated Mishawaka IN 01/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-30
S63 Uniform Securities Agent State Law Examination 2000-12-15
  • S65 Uniform Investment Adviser Law Examination
    2001-04-30
  • S63 Uniform Securities Agent State Law Examination
    2000-12-15
Other Names
  • Nathan W Romely
  • Nathan William Romely
  • Nate Rumely

View on SEC IAPD

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Other Offices

UBS FINANCIAL SERVICES INC. · MISHAWAKA, IN
ROSENTHAL | HENRY CAPITAL ADVISORS, INC. · MISHAWAKA, IN
RAYMOND JAMES & ASSOCIATES, INC. · MISHAWAKA, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MISHAWAKA, IN
SYM FINANCIAL ADVISORS · Mishawaka, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Mishawaka, IN
WELLS FARGO CLEARING SERVICES, LLC · MISHAWAKA, IN
HILLTOP WEALTH & TAX SOLUTIONS · MISHAWAKA, IN

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